News

Compliance Week10h
Interactive Brokers to pay $11.8M to settle thousands of U.S. sanction violations
A brokerage and investment firm will pay $11.8 million for providing services to individuals under U.S. sanctions, as well as ...
Compliance Week13h
COSO withdraws draft corporate governance framework due to “shifting” regulations
The Committee of Sponsoring Organizations of the Treadway Commission (COSO) has withdrawn its draft corporate governance ...