Marshall Hargrave is a stock analyst and writer with 10+ years of experience covering stocks and markets, as well as analyzing and valuing companies. The compliance department ensures that a business ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Financial Technologies (fintechs) are quickly expanding to all industries and their products and services will continue to permeate most businesses regardless of size. It is abundantly clear that ...

Since Datasite launched its ethics and compliance department in 2020, the small yet nimble team has significantly impacted the company’s development and management of its corporate governance, ...

Florida developers, contractors, and design professionals must be mindful of the fast-approaching deadline to comply with SEER2. If you are in possession of air-conditioning units that do not comply ...

In a new enforcement action against GM, the Department of Justice (DOJ) Civil Rights Division emphasizes that employers subject to export control obligations must still comply with federal laws ...

When PFI Advisors is hired to perform an Operational Diagnostic of an RIA, one of the important components of our assessment is a review of the firm’s compliance manual to ensure it matches what is ...

Q: My independent firm told me that I am responsible for reporting “complaints” I get from my clients to the firm's compliance officer. Not surprisingly, since Labor Day, I've had more clients ...

Arlington’s Code Compliance Department has received the 2022 International Code Council Community Service Award for efforts promoting public health, safety and welfare. Code Compliance director Brian ...

Greeley City Council will seek new methods to address code compliance issues before making any drastic and aggressive changes to the landscaping code and how code compliance is performed. On Tuesday, ...